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Subpart A
Subpart C
Subpart D
Subpart E
Appendix A
Appendix B
Appendix C

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Appendix B to Part 213--Schedule of Civil Penalties

Subpart A--General  Violation Willful Violation
213.4(A) Excepted track 2........................................ $2,500 $5,000
213.4(B) Excepted track2.......................................... $2,500 $5,000

213.4(C) Excepted track 2......................................

$2,500 $5,000

213.4(D) Excepted track 2..........................................

$2,500 $5,000
213.4(E)
(1) Excepted track .....................................................
(2) Excepted track .....................................................
(3) Excepted track .....................................................
(4) Excepted track .....................................................
 
$5,000
$7,000
$7,000
$5,000
 
$7,500
$10,000
$10,000
$7,500

213.4(F) Excepted track.............................................

$2,000 $4,000

213.7 Designation of qualified persons to supervise certain

           renewals and inspect track.........................

 

$1,000

 

$2,000

213.9 Classes of track: Operating speed limits...........

$2,500 $2,500

213.11 Restoration or renewal of track under  traffic conditions....

$2,500 $2,500
213.13 Measuring track not under load................... $1,000 $2,000

Subpart B-Roadbed:

213.33 Drainage.........................................................

 

$2,500

 

$5,000

213.37 Vegetation...................................................... $1,000 $2,000

Subpart C-Track Geometry:

213.53 Gage........................................................

 

$5,000

 

$7.500

13.55 Alignment.....................................................

$5,000 $7.500

213.57 Curves; elevation and speed limitations..........

$2,500 $5,000

213.59 Elevation of curved track; runoff.....................

$2,500 $2,500
213.63 Track surface................................................. $5,000 $7,500

Subpart D-Track surface:

213.103 Ballast; general.............................................

 

$2,500

 

$5,000

213.109 Crossties

(A) material used.....................................................

(B) Distribution of ties...........................................

(C) Sufficient number of non-defective ties...........

(D) Joint ties...............................................

(E) Track constructed without crossties..........

 

$1,000

$2,500

$1,000

$2,500

$2,500

 

$2,000

$5,000

$2,000

$5,000

$5,000

213.113 Defective rails...........................................

213.115 Rail end mismatch......................................

213.119 Continuous welded rail (a) through (h)..........

213.121 (A) Rail joints...............................................

213.121 (B) Rail joints..............................................

213.121 (C) Rail joints..............................................

213.121 (D) Rail joints..............................................

213.121 (E) Rail joints...............................................

213.121 (F) Rail joints...............................................

213.121 (G) Rail joints...............................................

213.121 (H) Rail joints................................................

213.122 Torch cut rail.................................................

213.123 Tie plates...................................................

213.127 Rail fastenings.....................................

213.133 Turnouts and track crossing, generally........

$5,000

$2,500

$5,000

$2,500

$2,500

$5,000

$2,500

$2,500

$2,500

$2,500

$5,000

$2,500

$1,000

$2,500

$1,000

$7,500

$5,000

$7,500

$5,000

$5,000

$7,500

$5,000

$5,000

$5,000

$5,000

$7,500

$5,000

$2,000

$5,000

$1,000

213.135 Switches:

(A) through (G).................................................

(H) chipped or worn points......................................

213.137 Frogs.....................................................

213.139 Spring rail frogs.............................................

213.141 Self-guarded frogs.......................................

213.143 Frog guard rails and guard faces; gage...........

Subpart E-Track appliances and track- related devices:

213.205 Derails..........................................................

$2,500

$5,000

$2,500

$2,500

$2,500

$2,500

$2,500

 

$2,500

$5,000

$7,500

$5,000

$5,000

$5,000

$5,000

$5,000

 

$5,000

Subpart F-Inspection:

213.233 Track inspections..........................................

213.235 Switches, crossings, transition devices..........

213.237 Inspection of rail..........................................

213.239 Special inspections....................................

213.241 Inspection records..................................

 

$2,000

$2,000

$2,500

$2,500

$1,000

 

$4,000

$4,000

$5,000

$5,000

$1,000

Subpart G-High Speed:    

213.305 Designation of qualified individuals; general qualifications

213.307 Class of track; operating speed limits..............

213.309 Restoration or renewal of track under traffic conditions

213.311 Measuring track not under load.............

213.319 Drainage......................................................

213.321 Vegetation...........................................

213.323 Track gage................................................

213.327 Alignment........................................................

 

$1,000

$2,500

$2,500

$1,000

$2,500

$1,000

$5,000

$5,000

 

$2,000

$5,000

$5,000

$2,000

$5,000

$2,000

$7,500

$7,500

213.329 Curves, elevation and speed limits...................

213.331 Track surface.................................................

213.333 Automated vehicle inspection systems.............

213.335 Crossties

A) Material used..........................................................

B) Distribution of ties.................................................

C) Sufficient number of. non-defective ties, non-concrete...

D) Sufficient number of non-defective concrete ties............

E) Joint ties......................................................................

F) Track constructed without crossties.............................

G) Non-defective ties  surrounding defective ties.............

H) Tie plates..................................................................

I) Tie plates....................................................................

$2,500

$5,000

$5,000

 

$1,000

$2,500

$1,000

$1,000

$2,500

$2,500

$2,500

$2,500

$1,000

$5,000

$7,500

$7,500

 

$2,000

$5,000

$2,000

$2,000

$5,000

$5,000

$5,000

$5,000

$2,000

213.337 Defective rails..............................................

213.339 Inspection of rail in service............................

213.341 Inspection of new rail..................................

213.343 Continuous welded rail (A) through (H)......

213.345 Vehicle qualification.................................

testing (A) through (B).........................................

C) through (E).............................................................

$5,000

$2,500

$2,500

$5,000

$5,000

$5,000

$2,500

$7,500

$5,000

$5,000

$7,500

$7,500

$7,500

$5,000

213.347 Automotive or railroad Crossings at grade..........

213.349 Rail end mismatch...........................................

213.351 (A) Rail joints................................................

213.351 (B) Rail joints..............................................

213.351 (C) Rail joints.............................................

213.351 (D) Rail joints............................

213.351 (E) Rail joints...................................................

213.351 (F) Rail joints...............................................

213.351 (G) Rail joints....................................................

$5,000

$2,500

$2,500

$2,500

$5,000

$2,500

$2,500

$5,000

$5,000

$7,500

$5,000

$5,000

$5,000

$7,500

$5,000

$5,000

$7,500

$7,500

213. 352 Torch cut rails.................................................

213.353 Turnouts, crossovers transition devices.................

213.355 Frog guard rails and guard faces; gage..................

213.357 Derails...............................................................

213.359 Track stiffness.....................................................

213.361 Right of way.......................................................

213.365 Visual inspections..............................................

213.367 Special inspections..............................................

213.369 Inspections records........................................

$2,500

$1,000

$2,500

$2,500

$5,000

$5,000

$2,500

$2,500

$2,000

$5,000

$2,000

$5,000

$5,000

$7,500

$7,500

$5,000

$5,000

$4,000

1\ A penalty may be assessed against an individual only for a willful violation. The Administrator reserves the right to assess a penalty of up to $22,000 for any violation where circumstances warrant. See 49 CFR Part 209, Appendix A.

2\ In addition to assessment of penalties for each instance of noncompliance with the requirements identified by this footnote, track segments designated as excepted track that are or become ineligible for such designation by virtue of noncompliance with any of the requirements to which this footnote applies are subject to all other requirements of Part 213 until such noncompliance is remedied.

Appendix A to part 213 -Maximum Allowable Curving Speeds Appendix C to part 213 -Maximum Allowable Curving Speeds
 
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